About LPL Financial Services

LPL Financial was founded with a pioneering vision–to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice. Today, LPL Financial is one of the nation's leading diversified financial services companies and the largest independent broker/dealer supporting more than 11,000 financial advisors nationwide.* We are also an enabling partner to a broad range of banks and credit unions, as well as broker/dealers at leading financial services companies.

Providing Americans with investment advice has never been more important than now. At LPL Financial, we help financial professionals manage the complexities of running successful organizations by providing our partners with access to:

Leading–edge tools and technology
Independent investment research
Dedicated service and training
Open product architecture offering investment solutions

This allows our partners to focus on providing investment advice, to help their clients achieve important life and financial goals.

*As reported in Financial Planning magazine 1996–2007 based on total revenues

Client/Investor

Over 1,000,000 individual and institutional investors nationwide rely on LPL Financial Advisors to help them meet their investment goals.
Investors place more than $100 billion annually with LPL Financial Advisors.

LPL Financial Advisors

More than 6,200 advisors are located in over 3,800 locally owned offices.
Provide professional advice and investments including stocks & bonds, mutual funds, fee-based asset management, annuities, life insurance, direct investments and money market accounts.
Have no proprietary product influence. They offer access to many of the nation's leading investment companies.

LPL Financial Services

Full service, national independent brokerage firm with corporate headquarters in Boston and San Diego.
Provide service to LPL Financial Advisors, including trading and operations, product and market research, accounting, marketing, compliance and advisor services.
In business for over 35 years.
Member of Securities Investor Protection Corporation (SIPC). For an explanatory brochure, please visit www.sipc.org.